Assessment Results andConsequences 审核评估结果与影响

· Once a factory is inspected and audited for compliancewith the Standards,the audit report is reviewed and assigned anass essment

rating by the Responsible Sourcing Team.

 当工厂被审核后，责任采购部门将会对审核报告进行审阅和评估结果。

· Notification of the assessment rating is then sent tothe supplier for communication with the factory.

  评估结果会发给供应商，供应商须将审核结果通知给被审核的工厂。

· The supplier is expected to follow up with the factoryto ensure remediation of the findings takes place in advance

 of the next audit.

 供应商需要跟进工厂的违规改善情况，并确保在下次审核前改善违规问题。

· There are four types of assessment ratings:评估分为4个等级

·Green 绿灯

·Yellow 黄灯

·Orange 橙灯

·Red 红灯

Audit Results: ColorCoded Ratings审核结果：颜色评级

Green  绿灯

- No orminor violations /没有或轻微违规

- Valid for 2 years / 2年有效期

Yellow 黄灯

-Medium risk violations /中等风险违规

- Valid for 1 year / 1年有效期

Orange 橙灯

- High riskviolations /高风险违规

- Valid for 6 months / 6个月有效期

Buyers may decide not to placepurchase orders in a factory with 2 orangeratings due to the potential business risk.

工厂两年内累计两个橙灯时，采购员根据风险决定是否要下订单

Orange-Age Violation 橙灯-年龄违规

-High risk violations /高风险违规

- re-audit in one month/ 1个月后复审

Note: Factories thatreceive three Orange ratings in a 2-year period areRed-Disapproved for 1 year

工厂两年内累计三个橙灯将被冻结一年

Red Failed 红灯

Most Serious Violations 最严重违规

(including, but not limited to, child labor, forcedlabor, corporal punishment,life threatening working conditions,trans shipment)

包括：童工、强迫劳工、体罚、恶劣工作环境、非法转运等

No Future Business with the Factory  业务终止

GREEN  绿灯

· Low risk or no violations observed

  没有或轻微违规

· Re-audited in two years

  2年有效

· Wal-Mart reserves the right to conduct unannouncedaudits periodically during the two year period.

  2年内沃尔玛保留不通知审核的权利